Tag Archives: Shelley Steuer Freeman

Wells Fargo Broker Barred In Investigation

August 17, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Shelley Steuer Freeman, of Beverly Hills, California, a stockbroker formerly registered with Wells Fargo Clearing Services, LLC, has been fined and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that she failed to cooperate with FINRA in an investigation into allegations of her sales […]

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