Tag Archives: Shane Gavin Springman

Wells Fargo Stockbroker Discharged For Customer Loans

May 29, 2018  |   Posted by :   |   Customer Loans, Investment and Regulatory News   |   0 Comments

Shane Gavin Springman of Portage Michigan a stockbroker employed by Wells Fargo Clearing Services LLC has been discharged by the firm on March 6, 2018 based upon allegations that Springman violated the firm’s policies by borrowing funds from two of the firm’s customers. Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that on January 18, […]

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