Tag Archives: Seth Andrew Nannini

Capital Investment Group Broker Caught Selling Away

Seth Andrew Nannini of Charlotte North Carolina a stockbroker currently registered with Capital Investment Group has been fined $7,500.00 and suspended for four months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that Nannini engaged in https://securitiesarbitrations.com//selling-away/unauthorized private securities transactions. Letter of Acceptance Waiver and […]

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