Tag Archives: Sean William Killoran

FINRA Charges Scotia Capital Broker With Obstruction

June 30, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Sean William Killoran of New York New York a stockbroker formerly registered with Scotia Capital (USA) Inc. has been charged by Financial Industry Regulatory Authority (FINRA) in a Complaint alleging that Killoran failed to cooperate with FINRA personnel during FINRA’s investigation into his potential mismarking of securities transactions. Department of Enforcement v. Sean William Killoran […]

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