Tag Archives: Scott William Palmer

Investors Accuse Janney Montgomery Of Unsuitable Recommendations

April 23, 2020  |   Posted by :   |   Securities Arbitration Claims, Unsuitable Investment Recommendations   |   Comments Off on Investors Accuse Janney Montgomery Of Unsuitable Recommendations

Scott William Palmer of Hackensack New Jersey a stockbroker employed by Janney Montgomery Scott LLC has been identified in a customer initiated investment related complaint on April 23, 2019 where the customer sought $414,736.31 in damages founded on accusations that the customer was provided with defective investment advice from Palmer during the time that he […]

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FINRA Bars Janney Montgomery Scott Broker For Obstruction

Scott William Palmer of Hackensack New Jersey is a stockbroker formerly registered with Janney Montgomery Scott LLC who has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he failed to make an appearance before FINRA personnel and testify in regard to allegations […]

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Janney Montgomery Terminates Stockbroker For Complaints

January 09, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Scott William Palmer of Hackensack, New Jersey, a stockbroker associated with Janney Montgomery Scott, was terminated from employment on May 24, 2017, based upon allegations that the firm lost confidence in him after learning of the customer complaints that had been lodged against him. Particularly, Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that on […]

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Janney Montgomery Scott Sued For Unsuitability

Scott William Palmer, of Hackensack, New Jersey, a stockbroker currently registered with Janney Montgomery Scott LLC, has been named in a customer initiated investment related arbitration claim on July 26, 2016, in which the customer requested $75,000.00 in damages based upon allegations that Palmer effected unsuitable stock transactions in the customer’s investment account. Financial Industry […]

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