Tag Archives: Scott Wayne Reed

Wells Fargo Stockbroker Barred In Selling Away Scheme

March 08, 2021  |   Posted by :   |   Investment and Regulatory News, Selling Away and Outside Activities   |   Comments Off on Wells Fargo Stockbroker Barred In Selling Away Scheme

Scott Wayne Reed of Scottsdale Arizona a stockbroker formerly registered with Wells Fargo Clearing Services LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings of Reed taking part in $3,500,000.00 worth of private securities transactions during the time that he was associated with Wells […]

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Wells Fargo Terminates Stockbroker For Selling Away

June 03, 2020  |   Posted by :   |   Selling Away and Outside Activities   |   Comments Off on Wells Fargo Terminates Stockbroker For Selling Away

Scott Wayne Reed of Scottsdale Arizona a stockbroker formerly employed by Wells Fargo Clearing Services LLC has been terminated on April 7, 2020 founded on accusations of him advising customers of Wells Fargo Advisors to purchase investments that were neither offered nor approved by the securities broker dealer. According to Wells Fargo, customers’ investment transactions […]

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