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GBS Financial Stockbroker Suspended Fraudulent Trading

November 03, 2015 | Posted by : Guiliano Law Group | FINRA Securities Arbitration, Investment and Regulatory News, Stock manipulation | 0 Comments

Scott Neal Glazer of Calabasas, CA, a stockbroker with GBS Financial Corp., was suspended from association with any Financial Industry Regulatory Authority (FINRA) member in all capacities for six months and fined $50,000 in connection with an Order Accepting Offer of Settlement containing findings that Glazer engaged in manipulative trading and caused the publication of […]

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GBS Financial Stockbroker Suspended Fraudulent Trading

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