Tag Archives: Scott Alexander Markle

FINRA Bars HD Vest Broker In Investigation

January 06, 2019  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Scott Alexander Markle of Anchorage Alaska a stockbroker formerly employed by HD Vest Investment Services has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by accusations that Markle failed to comply with FINRA’s information request. Case No. 2017055286001 (Jan. 12, 2018). FINRA Public Disclosure confirms that FINRA […]

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