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Wells Fargo Stockbroker Charged With Recommending Unsuitable Securities

Dennis Mark Adam Merritt, of Clearwater, Florida, a stockbroker with Wells Fargo, was suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity pursuant to an Order Accepting Offer of Settlement containing findings that Merritt engaged in private securities transactions, made unsuitable recommendations to investors, and falsified information to Wells Fargo […]

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