Tag Archives: Satya B. Shaw

Center Street Stockbroker Fined For Outside Activities

August 15, 2017  |   Posted by :   |   Selling Away and Outside Activities   |   0 Comments

Satya B. Shaw, of Wesley Chapel, Florida, a stockbroker formerly registered with Center Street Securities, Inc., has been fined $10,000.00 and suspended for six months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that Shaw, inter alia, engaged in outside business activities. Letter of Acceptance, […]

Read More »