Tag Archives: Sanjeev Sreetharan

Deutsche Bank Sreetharan Barred In Investigation

June 12, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Sanjeev Sreetharan of New York New York a stockbroker formerly employed by Deutsche Bank Securities has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he failed to cooperate with FINRA’s investigation into accusations of Sreetharan’s misconduct including the falsification of securities valuations […]

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