Tag Archives: Sandy Michael Galuppo

Merrill Lynch Secretly Terminates Stockbroker

August 02, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Sandy Michael Galuppo, of New York, New York, a stockbroker registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, was terminated from employment on October 3, 2016, based upon allegations that he furnished expense information to his firm in a manner that “violated the company’s policies.” Moreover, on April 11, 2017, Financial Industry Regulatory Authority […]

Read More »