Tag Archives: Sandra Jayne McCabe

Wells Fargo Broker Fined For Unauthorized Transactions

August 02, 2017  |   Posted by :   |   Forgery, Unauthorized Trading   |   0 Comments

Sandra Jayne McCabe, of Melville, New York, a stockbroker formerly registered with Wells Fargo Advisors, has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that she effected unauthorized transactions involving the recycling of customers signatures on documents. Letter of Acceptance, […]

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