Tag Archives: Samuel Kent Van Allen

Westport Resources Fires Broker For Violating Confidentiality Policy

January 19, 2019  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Samuel Kent Van Allen of Westport Connecticut a stockbroker formerly registered with Westport Resources Investment Services Inc. has been terminated by the firm on March 23, 2017 during the time that Westport Resources Investment Services investigated Van Allen for utilizing confidential customer information in violation of the firm’s policies. Financial Industry Regulatory Authority (FINRA) Public […]

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