Tag Archives: Sachin Kumar

Morgan Stanley Stockbroker Sanctioned By FINRA

June 08, 2020  |   Posted by :   |   Investment and Regulatory News   |   Comments Off on Morgan Stanley Stockbroker Sanctioned By FINRA

Sachin Kumar of New York New York a stockbroker formerly registered with Morgan Stanley has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that Kumar advised a Morgan Stanley customer to sign blank or incomplete documents relating to the transfer of the […]

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