Tag Archives: Sabadell Securities USA Inc.

Sabadell Securities Broker Suspended for Private Securities Transactions

Brian Lewis Pittman of Miami, Florida, a stockbroker with Sabadell Securities USA, Inc., was fined $10,000 and suspended for six months from associating with any Financial Industry Regulatory Authority (FINRA) member in all capacities after consenting to findings that he engaged in unauthorized private securities transactions. Letter of Acceptance, Waiver and Consent, No. 2016048480901 (Feb. […]

Read More »