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Tag Archives: Ryan Neel Bowers

SEC Bars Enviso Capital Principal For Misstatements

January 10, 2018 | Posted by : Guiliano Law Group | Hedge Funds, Investment and Regulatory News | 0 Comments

Ryan Neel Bowers, of San Diego, California, the chief compliance officer and managing principal with Enviso Capital and former stockbroker with WFG Investments, Inc., has been fined $50,000.00 and barred from associating with, inter alia, any investment adviser, broker or dealer according to a Securities and Exchange Commission (SEC) Order containing findings that Bowers made […]

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SEC Bars Enviso Capital Principal For Misstatements

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