Tag Archives: Ryan James Ott

Equitable Advisors Stockbroker Terminated For Inconvenience

January 19, 2021  |   Posted by :   |   Investment and Regulatory News   |   Comments Off on Equitable Advisors Stockbroker Terminated For Inconvenience

Ryan James Ott of Woodbridge New Jersey a stockbroker formerly registered with Equitable Advisors LLC has been discharged on November 2, 2020 based upon allegations of Ott failing to be responsive to supervisory personnel and for neglecting to handle customer inquiries during the period that he was placed on heightened supervision. FINRA Public Disclosure Ryan […]

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