Tag Archives: Russel W. Newton

Regulator Bars Source Capital Group Stockbroker

August 02, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Russel W. Newton, of Westport, Connecticut, a stockbroker formerly registered with Source Capital Group, Inc., has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he failed to cooperate with FINRA in an investigation into allegations of his misconduct, which included possible securities […]

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