Tag Archives: Ronald Heineman

Halcyon Cabot Partners Expelled for Fraudulent Churning Scheme

October 19, 2015  |   Posted by :   |   Churning, Investment and Regulatory News   |   0 Comments

Halcyon Cabot Partners, Ltd. was expelled from Financial Industry Regulatory Authority (FINRA) membership, while two of its principals, Ronald Mark Heineman and Michael Trent Morris, were permanently barred from association with any FINRA member in any capacity per an Order Accepting Offer of Settlement containing findings of widespread violations of securities laws including a scheme […]

Read More »