Robert Thomas Steck of Great Neck New York a stockbroker currently registered with Merrill Lynch Pierce Fenner Smith Incorporated is the subject of a customer initiated investment related arbitration claim which was resolved for $160,000.00 in damages based upon allegations that fees relating to over-the-counter equities transactions had not been disclosed (2) misrepresentations were made […]
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Tag Archives: Robert Thomas Steck
Merrill Lynch Sued By Investors For Omissions
October 18, 2019 | Posted by : Guiliano Law Group | Investment and Regulatory News, Securities Arbitration Claims | 0 Comments
Customer Sticks Merrill Lynch For Steck Misrepresentations
July 31, 2018 | Posted by : Guiliano Law Group | Investment and Regulatory News, Mutual Fund Fraud | 0 Comments
Robert Thomas Steck of Great Neck New York a stockbroker currently employed by Merrill Lynch Pierce Fenner Smith Inc. is the subject of a customer initiated investment related arbitration claim where the customer requested unspecified damages supported by accusations that between 2012 and 2017, misrepresentations had been made to the customer concerning over-the-counter equities and […]
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