Robert Silverman of Red Bank New Jersey a stockbroker formerly employed by Cetera Financial Specialists LLC has been fined $10,000.00 and suspended for four months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded on the stockbroker’s consent to findings that he made unauthorized transactions in a customer’s account. Letter […]
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Tag Archives: Robert Silverman
Cetera Stockbroker Sanctioned For Unauthorized Transactions
June 23, 2020 | Posted by : Guiliano Law Group | Unauthorized Trading | Comments Off on Cetera Stockbroker Sanctioned For Unauthorized Transactions