Tag Archives: Robert Silverman

Cetera Stockbroker Sanctioned For Unauthorized Transactions

June 23, 2020  |   Posted by :   |   Unauthorized Trading   |   Comments Off on Cetera Stockbroker Sanctioned For Unauthorized Transactions

Robert Silverman of Red Bank New Jersey a stockbroker formerly employed by Cetera Financial Specialists LLC has been fined $10,000.00 and suspended for four months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded on the stockbroker’s consent to findings that he made unauthorized transactions in a customer’s account. Letter […]

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