Tag Archives: Robert M. Lyons

Cambridge Investment Research Stockbroker Suspended For Mutual Fund Fraud

September 09, 2016  |   Posted by :   |   Investment and Regulatory News, Mutual Fund Fraud   |   0 Comments

Robert M. Lyons, of Augusta, Georgia, was fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity after consenting to findings that he made unsuitable recommendations to customers. Letter of Acceptance, Waiver and Consent, No. 2014040668202 (Sept. 1, 2016). According to the AWC, Lyons made recommendations and subsequently […]

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