Tag Archives: Robert K. Ratcliff

Stifel Nicolaus Sued by Customer For Unsuitable Recommendations

November 02, 2016  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Robert K. Ratcliff, of Denton, Texas, a stockbroker currently registered with Stifel, Nicolaus & Company, Inc., has been named in a pending customer initiated investment related arbitration claim on January 8, 2016, in which several customers have collectively requested $75,000.00 in damages based upon allegations against Ratcliff of breaching his fiduciary and contractual obligations, making […]

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