Tag Archives: Robert Juan Escobio

FINRA Bars Southern Trust CEO In Investigation

March 18, 2021  |   Posted by :   |   FINRA Securities Arbitration, Investment and Regulatory News   |   Comments Off on FINRA Bars Southern Trust CEO In Investigation

Robert Juan Escobio of Miami Florida a former Chief Executive Officer of Southern Trust Securities Inc. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity according to a FINRA National Adjudicatory Council (NAC) Decision containing findings that Escobio failed to cooperate with FINRA during the period that he […]

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Southern Trust Stockbroker Barred In Investigation

February 13, 2020  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Robert Juan Escobio of Miami Florida a stockbroker formerly registered with Southern Trust Securities Inc. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he neglected to cooperate with FINRA’s investigation into allegations of his potentially unlawful securities transactions or activities with […]

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Southern Trust Stockbroker Barred In Investigation

July 23, 2019  |   Posted by :   |   Churning, Excessive Trading, Investment and Regulatory News   |   0 Comments

Robert Juan Escobio of Miami Florida a stockbroker formerly registered with Southern Trust Securities Inc. has been charged by Financial Industry Regulatory Authority (FINRA) Department of Enforcement in a Complaint alleging that Escobio failed to cooperate with a FINRA investigation into accusations that Escobio associated with a FINRA member securities broker dealer during a period […]

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Southern Trust Securities Enjoined For Fraud

September 15, 2017  |   Posted by :   |   Investment and Regulatory News, Securities Fraud   |   0 Comments

Robert Juan Escobio, of Miami, Florida, a stockbroker formerly registered with Southern Trust Securities, Inc., has been subject of a Financial Industry Regulatory Authority (FINRA) National Adjudicatory Council Notice denying an application furnished by Southern Trust Securities, Inc. for Escobio to be associated with the firm based upon accusations that Escobio engaged in fraudulent sales […]

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