Tag Archives: Robert James McNamara

Cadaret Grant Stockbroker Sanctioned For Unauthorized Trading

July 11, 2020  |   Posted by :   |   Unauthorized Trading   |   Comments Off on Cadaret Grant Stockbroker Sanctioned For Unauthorized Trading

Robert James McNamara of Albany New York a stockbroker currently associated with Cadaret Grant Co. has been suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based on findings that McNamara facilitated unauthorized transactions in customer accounts during the period in which he was employed by Cadaret Grant. Letter of […]

Read More »