Robert Francis Stefanelli of New York New York a stockbroker currently associated with Alexander Capital LP has been referenced in a customer initiated investment related arbitration claim which has been settled for $14,900.00 in damages supported by allegations that (1) common and preferred stock transactions that were facilitated in the customer’s account by the stockbroker […]
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Tag Archives: Robert Francis Stefanelli
Alexander Capital Sued By Investors For Churning
February 06, 2020 | Posted by : Guiliano Law Group | Churning, Investment and Regulatory News, Securities Arbitration Claims, Unauthorized Trading, Unsuitable Investment Recommendations | Comments Off on Alexander Capital Sued By Investors For Churning
Legend Securities Stockbroker Sued for Excessive Trading
February 13, 2017 | Posted by : Guiliano Law Group | Churning | Comments Off on Legend Securities Stockbroker Sued for Excessive Trading
Robert Francis Stefanelli, a stockbroker formerly registered with Legend Securities, Inc., has been named in a customer initiated investment related arbitration claim on December 12, 2016, in which the customer requested $50,000.00 in damages based upon allegations that Stefanelli utilized high pressure sales tactics, and effected equity and options margin trades in the customer’s account […]
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