Robert David Meyers of Columbus Ohio a stockbroker formerly employed by Wells Fargo Clearing Services LLC has been fined $20,000.00 and suspended for twelve months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded on findings that Meyers recommended and facilitated securities transactions for customers of Wells Fargo without having […]
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Tag Archives: Robert David Meyers
Wells Fargo Stockbroker Sanctioned For Selling Away
November 01, 2019 | Posted by : Guiliano Law Group | Investment and Regulatory News, Selling Away and Outside Activities | 0 Comments