Tag Archives: Robert David Frank

Morgan Stanley Sued By Customer For Suitability

November 07, 2017  |   Posted by :   |   Bond Fraud   |   0 Comments

Robert David Frank, of Madison, Wisconsin, a stockbroker registered with Morgan Stanley, has been named in a customer initiated investment related arbitration claim that settled for $7,000.00 in damages resting on allegations that between March 1, 2012 and December 31, 2015, Frank effected unsuitable municipal bond and equity transactions in the customer’s investment account. Financial […]

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