Tag Archives: Robert Charles Stevens

Customer Sues Sterne Agee For Misrepresentation

September 15, 2017  |   Posted by :   |   Variable Annuites   |   0 Comments

Robert Charles Stevens, of Norfolk, Virginia, a stockbroker formerly registered with Sterne, Agee & Leach, Inc., is the subject of a customer initiated investment related written complaint on August 19, 2016, based upon allegations that he misled the customer by making promises about the customer’s closed-end funds and variable annuity having been guaranteed against loss. […]

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