Tag Archives: Robert C. David Jr.

Morgan Stanley Stockbroker Discharged For Unauthorized Trading

December 06, 2019  |   Posted by :   |   Bond Fraud, Investment and Regulatory News, Unauthorized Trading   |   0 Comments

Robert C. David Jr. of Farmington Hills Michigan a stockbroker formerly employed by Morgan Stanley Smith Barney has been discharged by the securities broker dealer on March 5, 2019 supported by allegations that (1) David used false information about customers to effect bond transactions in their Morgan Stanley accounts and (2) trades were effected by […]

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