Tag Archives: Robert Brian Lefkowitz

FINRA Fines Dakota Securities International President

March 07, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Robert Brian Lefkowitz of Miami Florida is the chief executor officer of Dakota Securities International Inc. who has been fined five thousand dollars and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he enabled an individual subject of FINRA disqualification to make investment […]

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