Tag Archives: Robert Barry Jones

FINRA Bars Merrill Lynch Stockbroker In Investigation

May 17, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Robert Barry Jones of Saint Augustine Florida a stockbroker formerly employed by Merrill Lynch has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon allegations that he neglected to respond to FINRA after information had been requested of him. Case No. 2016051269601 (Oct. 16, 2017). FINRA Public […]

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