Tag Archives: RJJ Pasadena Securities Inc.

RJJ Pasadena Broker Barred In Investigation

July 31, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Michael James Gilhooly of South Pasadena California a stockbroker formerly employed by RJJ Pasadena Securities Inc. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he failed to cooperate with FINRA’s investigation into accusations of Gilhooly’s possible violations of federal securities laws […]

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