Tag Archives: Ricky Mills Higgins

ProEquities Broker Fined For Unauthorized Transactions

May 29, 2018  |   Posted by :   |   Forgery, Investment and Regulatory News   |   0 Comments

Ricky Mills Higgins of Spartanburg South Carolina a stockbroker formerly employed by ProEquities Inc. has been fined $5,000.00 and suspended for three months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he utilized signed but otherwise blank forms to effect mutual fund transactions in […]

Read More »