Tag Archives: Rick John Sande

Aegis Sued By Investors For Unauthorized Trading

June 18, 2019  |   Posted by :   |   Investment and Regulatory News, Securities Arbitration Claims, Unauthorized Trading, Unsuitable Investment Recommendations   |   Comments Off on Aegis Sued By Investors For Unauthorized Trading

Rick John Sande of Melville New York a stockbroker currently employed by Aegis Capital Corp is the subject of a customer initiated investment related arbitration claim where the customer sought $12,334.53 in damages founded on allegations that (1) investment recommendations which had been made to the customer failed to be suitable given the customer’s objectives […]

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