Tag Archives: Rick Alan Davidson

Investors File Securities Arbitration Claim Against National Securities Corp

October 19, 2021  |   Posted by :   |   Boilerroom Sales, FINRA Securities Arbitration, Investment and Regulatory News, Unsuitable Investment Recommendations   |   Comments Off on Investors File Securities Arbitration Claim Against National Securities Corp

Rick Alan Davidson of Miami Florida a stockbroker formerly registered with National Securities Corp is referenced in a customer initiated investment related FINRA securities arbitration claim where the customer requested $1,000,000.00 in damages based upon allegations that their account was exposed to unsuitable trading of stocks by Davidson during the time that he was associated […]

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National Securities Corp Sued For Misrepresentation

September 14, 2020  |   Posted by :   |   Securities Arbitration Claims, Unsuitable Investment Recommendations   |   Comments Off on National Securities Corp Sued For Misrepresentation

Rick Alan Davidson of New York New York a stockbroker formerly registered with Jeffries LLC and National Securities Corp is referenced in a customer initiated investment related arbitration claim in which the customer requested $500,000.00 in damages supported by allegations that misrepresentations were made by the stockbroker and that equities transactions were unsuitable for the […]

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Investors Accuse Morgan Stanley Of Unauthorized Trading

May 08, 2019  |   Posted by :   |   Bond Fraud, Investment and Regulatory News, Securities Arbitration Claims, Unauthorized Trading   |   Comments Off on Investors Accuse Morgan Stanley Of Unauthorized Trading

Rick Alan Davidson of New York New York a stockbroker formerly employed by Morgan Stanley is the subject of a customer initiated investment related complaint on May 15, 2017 where the customer sought $21,000.00 in damages supported by allegations that unauthorized corporate debt trades were executed in the customer’s account while Davidson was associated with […]

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