Tag Archives: Richard Wilson Hartnett

Customer Sues Morgan Stanley For Suitability

August 15, 2017  |   Posted by :   |   Churning   |   0 Comments

Richard Wilson Hartnett, of West Palm Beach, Florida, a stockbroker formerly registered with Morgan Stanley, is the subject of a customer initiated investment related arbitration claim, which settled on March 30, 2017, for $87,500.00 in damages based upon allegations that he effected unsuitable and excessive stock transactions in the customer’s account. Financial Industry Regulatory Authority […]

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