Richard William Rokala Jr. of Minneapolis Minnesota a stockbroker formerly registered with Dougherty Company LLC is the subject of a customer initiated investment related arbitration claim which was resolved for $45,000.00 in damages based upon allegations that (1) the customer’s account was administered negligently (2) unauthorized trades were executed by the stockbroker (3) stock and […]
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Tag Archives: Richard William Rokala Jr.
Dougherty Company Sued By Investors For Churning
November 24, 2019 | Posted by : Guiliano Law Group | Churning, Excessive Trading, Securities Arbitration Claims, Unauthorized Trading, Unsuitable Investment Recommendations | 0 Comments