Tag Archives: Richard Thomas Lucker

Morgan Stanley Sued For Failure To Supervise

September 22, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Richard Thomas Lucker, of Tuscon, Arizona, a stockbroker formerly registered with Morgan Stanley, has been identified in a customer initiated investment related arbitration claim on March 17, 2017, where the customer requested $14,447,501.00 in damages based on allegations that Lucker failed to supervise the customer’s investment account. Since March 3, 2014, he has been employed […]

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