Tag Archives: Richard Sica

Merrill Lynch Accused Of Failure To Execute

June 03, 2020  |   Posted by :   |   Failure to Execute   |   Comments Off on Merrill Lynch Accused Of Failure To Execute

Richard Sica of Ridgefield Connecticut a stockbroker currently registered with Merrill Lynch Pierce Fenner Smith Incorporated is the subject of a customer initiated investment related written complaint on March 30, 2020 in which the customer requested unspecified damages based upon allegations that the customer’s investment instructions were not followed by Sica in March of 2020 […]

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