Tag Archives: Richard Anthony Rodriguez

Concorde Investment Services Sued For Negligence

January 19, 2021  |   Posted by :   |   Breach of Fiduciary Duty, Direct Participation Programs, FINRA Securities Arbitration, Investment and Regulatory News, Stockbroker Negligence   |   Comments Off on Concorde Investment Services Sued For Negligence

Richard Anthony Rodriguez¬† of Fruitland Park Florida a stockbroker formerly registered with Concorde Investment Services is the subject of a customer initiated investment related FINRA securities arbitration claim in which the customer sought $150,000.00 in damages based upon allegations that the customer sustained losses on direct participation program interests or limited partnerships interests because of […]

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