Richard Anthony Rodriguez, of Fruitland Park, Florida, a stockbroker formerly registered with Concorde Investment Services LLC, is the subject of a customer initiated investment related FINRA securities arbitration claim in which the customer requested $500,000.00 in damages founded on allegations that omissions and misrepresentations about alternative investments had been made by Rodriguez while he was […]
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Tag Archives: Richard Anthony Rodriguez
Concorde Investment Services Accused Of Misrepresentation
January 07, 2022 | Posted by : Guiliano Law Group | Investment and Regulatory News, Non-traded REITs, Unsuitable Investment Recommendations | Comments Off on Concorde Investment Services Accused Of Misrepresentation
Concorde Investment Services Sued For Negligence
January 19, 2021 | Posted by : Guiliano Law Group | Breach of Fiduciary Duty, Direct Participation Programs, FINRA Securities Arbitration, Investment and Regulatory News, Stockbroker Negligence | Comments Off on Concorde Investment Services Sued For Negligence
Richard Anthony Rodriguez of Fruitland Park Florida a stockbroker formerly registered with Concorde Investment Services is the subject of a customer initiated investment related FINRA securities arbitration claim in which the customer sought $150,000.00 in damages based upon allegations that the customer sustained losses on direct participation program interests or limited partnerships interests because of […]
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