Tag Archives: Rhonda Janeen Matthews

Prospera Financial Services Stockbroker Barred

March 31, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Rhonda Janeen Matthews, of Austin, Texas, a stockbroker formerly registered with Prospera Financial Services, Inc., has been permanently barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based on allegations that she failed to provide FINRA with a response to FINRA personnel’s information request. Letter No. 2015048158201 (Sept. 19, 2016). […]

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