Tag Archives: Rey Keith Frimmersdorf

Independent Financial Sued For Breach Of Fiduciary Duty

Rey Keith Frimmersdorf of Santa Rosa California a stockbroker formerly registered with Independent Financial Group LLC is the subject of a customer initiated investment related arbitration claim which was resolved for $160,000.00 in damages founded on allegations of (1) violation of California Corporate Securities Law (2) breach of fiduciary duty and (3) suitability in reference […]

Read More »