Tag Archives: Rennie M. Roach

PFS Investments Stockbroker Barred For Misrepresentation

August 31, 2017  |   Posted by :   |   Selling Away and Outside Activities, Variable Annuites   |   0 Comments

Rennie M. Roach, of Avondale, Arizona, a stockbroker formerly registered with PFS Investments Inc., has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon allegations that he declined to provide FINRA staff with information that was requested of him in reference to his business activities. Case No. […]

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