Tag Archives: Red River Securities

Red River Securities and CEO Charged in FINRA Complaint for Fraudulent Misrepresentation and Unauthorized Sale of Securities to Prospective Investors

Red River Securities, LLC., a FINRA member firm from December 8, 2009, from March 5, 2014, operating out of Dallas, TX, employed roughly 14 registered representatives in its broker/dealer capacity. The Firm, along with it’s CEO Brian Keith Hardwick, were charged by FINRA’s Department of Enforcement in a Complaint alleging a myriad of significant violations […]

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