Tag Archives: RBC Dain Rauscher

Waddell & Reed Stockbroker Fired For Unauthorized Trading

April 20, 2017  |   Posted by :   |   Investment and Regulatory News, Unauthorized Trading   |   0 Comments

William Ferrell Albin, of Las Vegas, Nevada, a stockbroker registered with Waddell & Reed, Inc., has been terminated from employment on July 21, 2016, based upon allegations that he violated policies of the firm by exercising discretion in customer accounts without the customers’ written authorization. This is not the first time that Albin has been […]

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