Tag Archives: ransamerica Financial Advisors Inc.

Transamerica Financial Advisors Stockbroker Fined For Unsuitable Recommendations

January 13, 2017  |   Posted by :   |   Investment and Regulatory News, Variable Annuites   |   0 Comments

Gary Saitowitz, of Atlanta, Georgia, a stockbroker formerly registered with Transamerica Financial Advisors, Inc., has been fined $10,000.00 and suspended for eighteen months from associating with any Financial Industry Regulatory Authority (FINRA) member based upon consenting to findings that Saitowitz, inter alia, made unsuitable investment recommendations, participated in a private securities transaction, and misstated customer […]

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