Randall Robert Hayes (also known as Randy Hayes) of Seattle Washington a stockbroker formerly registered with Morgan Stanley is the subject of a State of Washington Department of Financial Institutions Securities Division Statement of Charges in which Hayes has been accused of making unsuitable recommendations to customers concerning investments in leverage and inverse exchange-traded funds. […]
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Tag Archives: Randall Robert Hayes
Morgan Stanley Broker Charged for Non Traditional ETF Sales
April 27, 2018 | Posted by : Guiliano Law Group | Inverse/Leveraged ETF Funds, Investment and Regulatory News | 0 Comments