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Regulatory Failures Help Father and Son Bilk $53 Million From Investors

November 15, 2015 | Posted by : Guiliano Law Group | Alternative Investments, Failure To Supervise, FINRA Securities Arbitration, Investment and Regulatory News, Ponzi Schemes, Private Placement Fraud, Promissory Notes | 0 Comments

On November 5, 2015, by consent, the Securities and Exchange Commission obtained a judgment against George P. Brown, age 81, in connection with an action against George P. Brown and his son Kevin C. Brown, age 49, both of Pennsylvania, and their related entities, for fraud in connection with the sale of various unregistered securities […]

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Regulatory Failures Help Father and Son Bilk $53 Million From Investors

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